A. Compliance Officer Services
| Regulatory Compliance Assessment |
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| Policy Development | Development of compliance policies and procedures. |
| Training and Awareness Programs | Conduct training sessions for staff on compliance requirements. |
| Liaison with Regulatory Bodies | Act as a point of contact with regulatory agencies |
B. Regulatory Consultancy
| Regulatory Change Management | Monitoring of legislative and regulatory changes and execution of impact assessments. |
| Regulatory Business Plans | Preparation of regulatory business plans |
| Submission and Reporting | Preparation and submission of regulatory reports and applications |
| Governance reviews | Preparation of governance gap assessments with suitable recommendations to ensure compliance with regulatory requirements and international best practices |
| Development and review of policies and procedures. | Creation and or enhancement of operational policies and procedures |
C. Risk Management Services
| Risk Assessments | Risk assessments frameworks |
| Risk Policies | Preparation and review of risk policy and procedures documentation. |
| Risk appetite formulation | Develop organisations’ risk appetite statements |
| Risk Reporting | Build KRI’s to enhance the understanding of risk exposures |
| Internal Audits | Conduct internal audits and effectiveness testing |
D. Business Advisory Services
| Business Development | Developing business strategies for expansion |